Senior Compliance Manager ā Wholesale Banking Risk
Senior Compliance Manager ā Wholesale Banking Risk
š¢ ABOUT THE COMPANY
Wells Fargo & Company was founded in 1852, with a mission to help its customers succeed financially. With over $1.7 trillion in assets, Wells Fargo is one of the largest banks in the United States, employing more than 264,000 people around the world. Our commitment to our customers, communities, and team members is reflected in our vision to be the 'most valued financial services company' and our values, which include integrity, customer satisfaction, and excellence. We're dedicated to helping our customers reach their financial goals and building long-term relationships with them.
šÆ ROLE OVERVIEW
As a Senior Compliance Manager for our Wholesale Banking Risk team, you will oversee the development, implementation, and maintenance of effective compliance programs and processes across the organization. You will report directly to the Head of Compliance and work closely with various stakeholders, including business leaders, risk managers, and regulatory experts. Your primary goal will be to ensure that our business operations are in compliance with relevant laws, regulations, and internal policies, minimizing risk and protecting the company's reputation. By leveraging your expertise in compliance and regulatory affairs, you will contribute to the success of our business and drive growth while maintaining a strong risk management posture.
š KEY RESPONSIBILITIES
- Develop, implement, and maintain comprehensive compliance programs, policies, procedures, and training materials.
- Conduct regular risk assessments and audits to identify and mitigate potential compliance risks.
- Collaborate with business leaders and risk managers to ensure compliance with regulatory requirements and internal policies.
- Provide guidance and support to employees on compliance matters, ensuring they understand and adhere to relevant policies and procedures.
- Stay up-to-date with regulatory changes, trends, and best practices, advising the company on emerging issues and initiatives.
- Manage and mitigate regulatory interactions, including responding to inquiries, addressing concerns, and resolving issues.
- Develop and maintain relationships with regulatory agencies, building trust and credibility.
- Conduct internal investigations, gathering facts and recommending corrective actions to address compliance breaches.
- Collaborate with the compliance function to design, implement, and maintain compliance metrics and reporting.
- Ensure compliance with global and local regulations, including anti-money laundering, anti-bribery, and data protection.
- Support the development of compliance-related policies and procedures, as needed.
- Participate in business planning, providing input on compliance and risk considerations.
- Perform other responsibilities as assigned.
ā REQUIRED QUALIFICATIONS
- Minimum of 10 years of experience in compliance, risk, or a related field, with a focus on financial services or a similar sector.
- Bachelor's degree in Law, Business Administration, or a related field; advanced degree (e.g., MBA, JD) is an asset.
- Strong understanding of regulatory requirements, including anti-money laundering, anti-bribery, and data protection.
- Proven track record of developing and implementing effective compliance programs and processes.
- Expertise in risk management, audit, and compliance, with a focus on identifying and mitigating potential risks.
- Strong communication and interpersonal skills, with the ability to build trust and credibility with stakeholders.
- Experience working in a fast-paced, global environment, with a focus on collaboration and teamwork.
- Proficiency in Microsoft Office, particularly Excel, Word, and PowerPoint.
- Familiarity with compliance tools and technologies, such as risk management software and compliance platforms.
ā PREFERRED QUALIFICATIONS
- Certification in compliance, risk management, or a related field (e.g., CCO, CRMA).
- Experience working with regulatory agencies or in a similar capacity.
- Strong analytical and problem-solving skills, with the ability to gather and analyze data.
- Experience with compliance-related metrics and reporting.
- Familiarity with regulatory requirements in multiple jurisdictions.
š° WHAT WE OFFER
This role is open to a remote working arrangement and offers a highly competitive salary range of Ā£55,000 to Ā£80,000 per year, depending on experience. We also offer a comprehensive benefits package, including a generous pension scheme, health insurance, and flexible holiday time. Our company recognizes the importance of continuous learning and offers a Ā£1,000 annual learning and development budget, as well as access to training programs and professional certifications. We're committed to creating a diverse, inclusive work environment, where all team members feel valued and supported.
š„ ABOUT THE TEAM
The Wholesale Banking Risk team consists of experienced professionals with a focus on compliance and risk management. We work collaboratively to identify and mitigate potential risks, ensuring that our business operations align with regulatory requirements and internal policies. Our team is dedicated to excellence, integrity, and customer satisfaction, with a strong commitment to building long-term relationships with our customers. We're passionate about delivering high-quality results, learning from our experiences, and driving growth in a rapidly changing environment.
šØ HOW TO APPLY
If you're a motivated and experienced compliance professional with a passion for risk management and regulatory affairs, please submit your application, including your resume, a cover letter outlining your experience and qualifications, and any relevant certifications or references.
Please allow 7-10 working days for our team to review your application. We look forward to hearing from you!
š Job Details
| Job Type | š Remote |
| Location | Remote, GB |
| Address | 25-30 The Calls, Leeds, LS2 7EW, LS2 7EW |
| Salary | GBP 55,000 ā 80,000 / year |
| Industry | General |
| Company | Wells Fargo |
| Valid Until | 2026-10-13 |
šØ How to Apply
Submit your updated CV and a brief cover letter to Wells Fargo. Applications are reviewed on a rolling basis. Only shortlisted candidates will be contacted within 2 weeks of applying.